Investors potentially experienced sales practice violations by securities broker Jack Frank Bruscianelli [CRD: 2113986, Oakbrook Terrace, Illinois], according to publicly available information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Bruscianelli worked for National Securities Corporation from January 2, 2002, to July 22, 2022, and has been registered with B. Riley Wealth Management since July 22, […]

Investors have reportedly disputed the sales practices of securities broker David Theodore Bulow [CRD: 5834367, Milpitas, California], according to publicly available information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. David Bulow worked for NI Advisors from May 19, 2015, to May 22, 2024. Investors can see below to learn more about the disclosures involving this […]

Investors have reportedly disputed the sales practices of securities broker Marco Bartolo Azizi (also known as Moe Azizi) [CRD: 2154719, San Jose, California], based on public information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Azizi has worked for Centaurus Financial Inc. since July 20, 2016, where he has been registered as both a broker and […]

Investors potentially experienced sales practice violations by securities broker Steve Howard Orr (also known as Steven Orr) [CRD: 1583467, Victoria, Texas], according to publicly available information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Orr worked for Grove Point Investments LLC from April 25, 2011, to May 1, 2025, and Grove Point Advisors LLC from April […]

Investors potentially incurred losses because of securities broker Cheryl Lynn Kitashima [CRD: 729389, Seattle, Washington], based on disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Kitashima has been registered with Centaurus Financial Inc. since June 20, 2005, where she has worked as both a broker and an investment adviser. Investors can see below to discover […]

Investors apparently complained about securities broker Gregory Lourdin [CRD: 4152768, New York, New York], based on publicly available information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Gregory Lourdin worked for Newbridge Securities Corporation beginning on March 18, 2016. Investors can see below to learn more about the disclosures involving this individual. Newbridge Securities Corporation Investor […]

Investors potentially incurred losses because of securities broker Jan Earl Haynes [CRD: 833875, La Jolla, California], based on public information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Haynes worked for Integrity Brokerage Services Inc. from January 3, 2017, to April 20, 2020. Investors can see below to find out more about disclosures involving this broker. […]

Investors have reportedly disputed the sales practices of securities broker Craig Gordon Johnson [CRD: 721657, Westlake Village, California], according to publicly available information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Craig Johnson worked for Western International Securities Inc. from March 16, 2015, to June 5, 2025, and has been registered with LPL Financial LLC since […]

Investors have reportedly disputed the sales practices of securities broker Gregory Norman Grajek (also known as Greg Grajek) [CRD: 1220268, San Diego, California], according to public information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. It appears that Grajek worked for UBS Financial Services Inc. from December 17, 2008, to December 31, 2024. Read below to […]