The Financial Industry Regulatory Authority (FINRA) reports allegations of sales practice violations by securities broker Shawn Edward Good [CRD #: 2022168, Wilmington, NC]. Good worked for (1) Morgan Stanley from 2012-2022; (2) Wells Fargo from 2004-2012; and (3) Charles Schwab from 1996-2004. Notably, a Morgan Stanley client disputed the sales practices of the securities broker. […]

Brent Keith Deviney (CRD #2131402, Registered Representative, West Palm Beach, Florida) was barred from association with any FINRA member in any capacity. The sanction was based on findings that Deviney failed to respond to FINRA requests for information and documents, and to appear for on-the-record interviews in connection with an investigation of allegations that Deviney […]

Valerie Helen Silverstein (CRD #1413711, Registered Representative, Coconut Creek, Florida) was barred from association with any FINRA member in any capacity. Without admitting or denying FINRA's findings, Silverstein consented to the described sanction and to the entry of findings that she had a pre-existing relationship with an individual when he became a customer of her […]