September 18, 2012

West Palm Beach Rep Barred by FINRA

business man holding his head with text asking questions about stock broker misconduct

Brent Keith Deviney (CRD #2131402, Registered Representative, West Palm Beach, Florida)

was barred from association with any FINRA member in any capacity. The sanction was based on findings that Deviney failed to respond to FINRA requests for information and documents, and to appear for on-the-record interviews in connection with an investigation of allegations that Deviney had converted funds and forged documents to do so.

(FINRA Case #2012031125701)

The above information appeared on FINRA’s website under “Disciplinary and Other FINRA Actions, September, 2012.”

Securities Lawyer, Lars K. Soreide, of Soreide Law Group, PLLC, represents clients nationwide before FINRA. For a free consultation on how to potentially recover your losses call: 888-760-6552, or you may visit our website and complete our online form at: https://www.securitieslawyer.com.

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