The following four registered representatives were barred from acting as a broker or otherwise associating with a broker-dealer firm by FINRA in May of 2018 for allegedly failing to cooperate with FINRA investigations: LEONA LYNN PARSONS (LEONA PARSONS) CRD#: 6164352  AMY ELIZABETH PESINA (AMY ELIZABETH O'CONNOR) CRD#: 6503149   DALLAS RICHARDSON YORK (DALLAS YORK) CRD#: […]

Soreide Law Group, a Securities Arbitration Law Firm, (888) 760-6552, obtained the following information on FINRA’s website under “Disciplinary and Other FINRA Actions, May, 2013.” Michael Peter Borci (CRD #5436457, Registered Representative, Apollo Beach, Florida) was barred from association with any FINRA member in any capacity. Without admitting or denying the findings, Michael Borci consented […]

The following information is from FINRA’s website under “Disciplinary Actions, April, 2012:”   James Landon Yarbrough (CRD #703889, Registered Representative, Clearwater, Florida) was barred from association with any FINRA member in any capacity. The Hearing Officer did not order restitution because FINRA’s Department of Enforcement represented that the customer has been made whole by the […]

The following information was obtained on FINRA’s website’s ‘Disciplinary Actions, January 2012.”   Tyge Thomas Tuccillo (CRD #3075541, Registered Representative, Venice, Florida)   submitted a Letter of Acceptance, Waiver and Consent in which he was barred from association with any FINRA member in any capacity. Without admitting or denying the findings, Tuccillo consented to the […]