The following information was obtained on FINRA’s website’s ‘Disciplinary Actions, January 2012.”
Tyge Thomas Tuccillo (CRD #3075541, Registered Representative, Venice, Florida)
submitted a Letter of Acceptance, Waiver and Consent in which he was barred from
association with any FINRA member in any capacity. Without admitting or denying the
findings, Tuccillo consented to the described sanction and to the entry of findings that
FINRA requested him to appear for a scheduled on-the-record testimony in connection with a private-placement offering sales practice investigation.
The findings stated that Tuccillo informed FINRA that he was no longer associated with a FINRA member firm and had no intention of ever doing so in the future. Tuccillo informed FINRA that he would not appear for scheduled testimony on any date in the future. (FINRA Case #2010021240401)
The information from FINRA’s website has ended.
Securities Attorney, Lars Soreide, of Soreide Law Group, PLLC, has represented clients nationwide. If you or a family member have sustained private placement losses through Tyge Thomas Tuccillo, Venice, FL, or similar losses due to your stock broker or financial advisor’s recommendations, call for a free consultation on how to potentially recover your losses. To speak with an attorney call 888-760-6552, or visit our website at:
Soreide Law Group, PLLC., representing investors nationwide before FINRA the Financial Industry Regulatory Authority.