Soreide Law Group is currently investigating potential claims on behalf of investors who may have incurred losses due to the activities of D. Wray Rodgers (also known as D. Ray Rodgers and Wray Rodgers) (CRD# 2842993, Memphis, Tennessee). Rodgers worked for Vining-Sparks IBG, LLC from February 18, 1997, to May 20, 2022. Specifically, the Financial […]

Soreide Law Group is investigating possible investor claims against securities broker Lynn Witherspoon Bryant (also known as Deborah Bryant) [CRD: 3216344, Hurst, Texas]. Notably, FINRA sanctioned the securities broker, who worked for LPL Financial LLC. Allegedly, Bryant failed to do what FINRA investigators asked of him in an investigation, in violation of FINRA rules. Here […]

The following information is from FINRA’s website under “Disciplinary and Other FINRA Actions, November, 2012.” Ellen Joyce Erenstein (CRD #3244253, Registered Representative, Boynton Beach, Florida) was barred from association with any FINRA member in any capacity. Without admitting or denying the findings, Erenstein consented to the described sanction and to the entry of findings that […]