FINRA Bars Lynn Bryant

Soreide Law Group is investigating possible investor claims against securities broker Lynn Witherspoon Bryant (also known as Deborah Bryant) [CRD: 3216344, Hurst, Texas]. Notably, FINRA sanctioned the securities broker, who worked for LPL Financial LLC. Allegedly, Bryant failed to do what FINRA investigators asked of him in an investigation, in violation of FINRA rules. Here is a brief summary of FINRA’s allegations against Bryant.

Bryant Sanctioned By FINRA For Failure To Testify

Notably, FINRA issued Case: Acceptance, Waiver, and Consent No. 2022076505601 on July 18, 2023, sanctioning Lynn Bryant for infractions. Bryant, without admitting or denying the allegations, has agreed to the sanction (a bar in all capacities effective immediately). The findings show that she declined to attend an on-the-record testimony. This was in response to FINRA's inquiry into whether Bryant partook in private securities transactions without prior written notification to, or obtaining prior written consent from, her associated member firm.

LPL Financial LLC Disaffiliates With Lynn Bryant For Private Securities Transactions

Particularly, on September 13, 2022, LPL Financial LLC disaffiliated with Bryant. Notably, LPL Financial LLC alleged that Bryant engaged in private securities transactions.

Employment Information

Lynn Bryant worked for LPL Financial LLC as a securities broker from October 2007 to October 2022.

Did LPL Financial LLC Securities Broker Lynn Bryant Cause You To Experience Damages?

Did you experience losses by investing with Lynn Bryant? If so, reach out to Soreide Law Group online or at (888) 760-6552 and speak with a securities attorney concerning a potential recovery of your investment losses. Soreide Law Group, a firm that has recovered money for investors throughout the country, works on a contingency fee basis and advances all costs. Bryant and brokerage firms Bryant worked for deny accusations of sales practice violations.