FINRA barred securities broker Jason Mark Kurtz [CRD: 4958219, Denver, Colorado], and investors complained about him, based on publicly available information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Kurtz worked for U.S. Bancorp Investments Inc. from December 2, 2019, to November 4, 2022, Edward Jones from July 25, 2018, to December 3, 2019, and […]

FINRA sanctioned securities broker Ashlee Nicole Godfrey (also known as Ashlee Nicole Bramlett and Ashlee Nicole Sharp) [CRD: 5889108, Dalton, Georgia], and investors complained about her, based on public information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Godfrey worked for Wells Fargo Clearing Services LLC from February 14, 2014, to October 14, 2021, and […]

FINRA barred securities broker Jeffrey Alan Arbeit [CRD: 6603428, Austin, Texas], based on disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Specifically, Jeffrey Arbeit worked for Farmers Financial Solutions LLC from March 11, 2016 to March 7, 2025. Read the following sections to find out more about the disclosures concerning Arbeit’s conduct and FINRA’s subsequent […]

FINRA barred securities broker Jennifer Lynn Nelson (also known as Jennifer Lynn Villers) [CRD: 7096757, Claremont, New Hampshire], based on public information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Notably, Nelson worked for Edward Jones from June 8, 2019 to June 13, 2024. Read the following sections to learn more about the disclosures concerning Jennifer […]

FINRA barred securities broker David Lee Jerke [CRD: 5129935, Tacoma, Washington] and an investor complained about him, according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. David Jerke worked for LPL Financial LLC from January 14, 2021, to December 23, 2024, and for Securities America Inc. from November 6, 2020, to January 14, 2021. […]

Investors possibly experienced losses because of securities broker Eric Vance Kubiak [CRD: 4637674, Cheektowaga, New York], according to publicly available information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Eric Kubiak worked for Ameriprise Financial Services LLC from August 12, 2008, to April 6, 2023. Check out the following information about the disclosures involving this […]

Investors reportedly may have incurred losses due to securities broker Sanford Graham Simmons (also known as Sandy Simmons) [CRD: 1018907, Castle Rock, Colorado], according to disclosures on FINRA BrokerCheck. According to the regulator, Sanford Simmons worked for Saxony Securities Inc. from January 3, 2023, to October 2, 2024. Previously, he was employed at Patrick Capital […]

Investors potentially experienced losses due to securities broker Mark Gilbert Beesley [CRD: 5362689, Boston, Massachusetts], according to disclosures on FINRA BrokerCheck. Beesley was employed by Wood (Arthur W.) Company Inc. from August 24, 2021, to April 17, 2023, and previously worked for LPL Financial LLC from March 11, 2019, to November 4, 2020. Keep reading […]

FINRA sanctioned securities broker Kittiany Davis Barrios (also known as Kittiany Davis-Barrios) [CRD: 6941840, Cranbury, New Jersey], according to disclosures on FINRA BrokerCheck. According to the regulator, Davis Barrios worked for PFS Investments Inc. from March 15, 2019, to February 22, 2024. Read on to learn more about the disclosures concerning Davis Barrios. FINRA Sanctioned […]