John Alex (CRD: 2020710) settled customer disputes at Morgan Stanley and UBS Financial Services between 2011 and 2025, according to BrokerCheck, which lists him as John L. Alex.

FINRA barred securities broker Jennifer Lynn Nelson (also known as Jennifer Lynn Villers) [CRD: 7096757, Claremont, New Hampshire], based on public information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Notably, Nelson worked for Edward Jones from June 8, 2019 to June 13, 2024. Read the following sections to learn more about the disclosures concerning Jennifer Nelson and what they could mean for affected investors.
Notably, on January 21, 2025, FINRA barred Jennifer Nelson from associating with any FINRA member in all capacities. Notably, FINRA alleged that Nelson failed to respond to its requests for information. According to FINRA Rule 9552(h), Nelson received a Notice of Suspension dated September 24, 2024 and a Suspension from Association letter dated October 21, 2024. Because she did not request termination of her suspension within three months, she was automatically barred as a securities broker for FINRA firms.
Specifically, Edward Jones disaffiliated with Nelson on May 16, 2024. Allegedly, Nelson failed to manage client account transactions on time. Supposedly, she also did not follow company policies regarding investor complaints and IRAs.
Did you experience losses because of Jennifer Nelson? You can contact Soreide Law Group at (888) 760-6552 or online and consult with a securities attorney. For years, Soreide Law Group has recouped losses for investors throughout the United States. Also, the firm takes investor cases on a contingency fee arrangement and advances all costs. Nelson and brokerage firm Edward Jones deny accusations of sales practice violations.
John Alex (CRD: 2020710) settled customer disputes at Morgan Stanley and UBS Financial Services between 2011 and 2025, according to BrokerCheck, which lists him as John L. Alex.
Sam Bhushan (CRD: 4884717) is named in several pending customer complaints and one settled dispute, according to his BrokerCheck report.
Sterling Louviere (CRD: 2021328), listed on BrokerCheck as Sterling Vaughn Louviere, is named in a pending customer claim over Reg D private placements, with Cabin Securities as the firm named.
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