Investors have reportedly disputed the sales practices of securities broker Russell Taylor Jones [CRD: 1383542, Troy, Michigan], based on publicly available information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Jones worked for SagePoint Financial Inc. from August 13, 2010, to November 12, 2020. Continue reading for details about Jones’s disclosures and investor disputes. SagePoint […]

Investors potentially experienced sales practice violations due to securities broker Edward Muster [CRD: 1012341, Boca Raton, Florida], based on public information on FINRA BrokerCheck. Evidently, Edward Muster worked for Herbert J. Sims Co. Inc. from May 14, 1998, to July 7, 2020. Keep reading to find out more about Edward Muster’s disclosures. Herbert J. Sims […]

Financial Industry Regulatory Authority (FINRA) BrokerCheck reveals disclosures about securities broker Michael Ryan Coyne (also known as Mike Coyne) [CRD: 4674176, Wheaton, Illinois]. Michael Coyne has been employed with First Trust Portfolios L.P. since September 22, 2015, and First Trust Advisors LP since November 5, 2015. Recent disclosures report 14 client disputes, many alleging improper […]

Soreide Law Group is investigating potential investor claims of sales practice violations possibly committed by securities broker Mitchell Ross Pindus (also known as Mitchell Pindus) [CRD: 1268550, Los Angeles, California], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Mitchell Pindus joined Wells Fargo Clearing Services LLC and Wells Fargo Advisors, in June […]

Broker Murray Petersen Involved In SCF Investor Disputes The investment loss recovery team at Soreide Law Group provides you with this Investor Alert in regard to securities broker Murray Petersen (CRD#: 1311730, Roseville, California), who is on the receiving end of multiple investor disputes. Evidently, this broker, who also goes by the name Todd Peterson, […]

Broker James Knee Allegedly Misappropriated Funds Investor Alert! FINRA BrokerCheck discloses troubling information in regard to securities broker James “Jim” Edward Knee [CRD#: 1852920, Concord, New Hampshire]. Supposedly, at least 8 clients took issue with the securities broker, who worked for Ameriprise Financial Services between 2012 and 2015 and who also worked for Voya Financial […]

ALAN NEW Charged In SEC Complaint Soreide Law Group is evaluating possible claims on behalf of investors who sustained losses from NYLife Securities LLC broker Alan New (CRD#: 2892508, Fort Wayne, Indiana). Notably, SEC filed a Complaint against New on December 17, 2018 in the United States District Court for the Southern District of Indiana […]

ProShares UltraPro Short 20+ Year Treasury (NYSEArca: TTT) Losses? Soreide Law Group is evaluating possible investor claims against brokers who caused investor losses by selling them ProShares UltraPro Short 20+ Year Treasury (NYSEArca: TTT). Notably, this leveraged Fund, which aims to produce daily investment results of three times the inverse of the daily performance of […]

WILLIAM ROBERTSON Give You Bad Investment Recommendations? Soreide Law Group is evaluating possible claims on behalf of investors who suffered losses by investing with First Allied Securities Inc. broker William Robertson (CRD#: 823461, Deer Park, Texas). According to the Financial Industry Regulatory Authority (“FINRA”) BrokerCheck, at least five clients complained about Robertson’s sales practices. Here’s […]