Disgraced Broker Paul Smith Involved In Investor Disputes Investor Alert! The Financial Industry Regulatory Authority (“FINRA”) reports troubling allegations of sales practice violations by securities broker Paul W. Smith [CRD#: 1070735, Wayne, Pennsylvania]. Smith worked for Bolton Global Capital between 2007 and 2017. Namely, at least 17 investors disputed the sales practices of the securities […]

Broker Chris Kubiak Barred By SEC After Pleading Guilty To Wire Fraud Soreide Law Group is reviewing possible investor claims against securities broker Chris Kubiak [CRD#: 1527367, Brookfield, Wisconsin]. Apparently, the Securities and Exchange Commission (“SEC”) barred the securities broker pursuant to Order 3-19345. Notably, Kubiak pled guilty to at least 1 count of wire […]

STEVE PAGARTANIS Liable For Misrepresenting Investments The Financial Industry Regulatory Authority (“FINRA”) disclosed on June 26, 2019, that a FINRA Arbitration Panel issued an Award in FINRA Arbitration #: 18-01353, requiring that Cadaret, Grant Co. Inc. securities broker Steven Pagartanis (CRD#: 1955579, Setauket, New York) pay $1,462,000 in compensatory damages to a Cadaret client who […]

SONYA D CAMARCO (Also known as: SONIA D FATCHETT, SONYA D FATCHETT, SONYA D FATCHETT-CAMARCO) CRD#: 2427529), a 45 year-old financial advisor from Colorado Springs, Colorado, was indicted September 21, 2017 by a Colorado grand jury, faces six counts of securities fraud and seven counts of theft. SONYA D CAMARCO was with LPL Financial Holdings […]