The following list of individual brokers who were barred by FINRA, appeared on FINRA's website under, ""Disciplinary and Other Actions, June, 2014." Individuals Barred for Failure to Provide Information or Keep Information Current Pursuant to FINRA Rule 9552(h) (If the bar has been vacated, the date follows the bar date.) Christopher Bryan Babbitt (CRD #6123929) […]

The following information is from FINRA’s website under “Disciplinary and Other FINRA Actions, February, 2013.” Edward Daniel Hochard (CRD #1830418, Registered Principal, Palm Bay, Florida) was fined $15,000 and suspended from association with any FINRA member in any capacity for six months. Without admitting or denying the findings, Hochard consented to the described sanctions and […]