The following list of individual brokers who were barred by FINRA, appeared on FINRA's website under, ""Disciplinary and Other Actions, June, 2014."
Individuals Barred for Failure to Provide Information or Keep Information Current Pursuant to FINRA Rule 9552(h)
(If the bar has been vacated, the date follows the bar date.)
Christopher Bryan Babbitt (CRD #6123929) Santa Ana, California (April 28, 2014) FINRA Case #2013037016001
Amy R. Cox (CRD #3274604) Crossville, Tennessee (April 28, 2014) FINRA Case #2013036236201
Mark David Holt (CRD #3150622) Vadnais Heights, Minnesota (April 21, 2014) FINRA Case #2013038983901
Imran M. Nasrullah (CRD #5168010) Westbury, New York (April 21, 2014) FINRA Case #2013039572401
Julia Lee Saephan (CRD #6014846) Beaverton, Oregon (April 28, 2014) FINRA Case #2013038754901
The information from FINRA ends here.
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