STEVEN DALE RODEMER (CRD#: 830561) a former broker who was recently listed with Stifel, Nicolaus & Co of Pueblo, Colorado, had a Securities and Exchange Commission (SEC) complaint filed against him in U.S. District Court for the District of Colorado on September 3, 2020, alleging he took money from a widowed client’s account and took […]

BRADLEY EVERETT GARDNER (CRD#: 4423724) an advisor formerly with LPL Financial in Fort Bragg, California, has been barred by FINRA from acting as a broker or otherwise associating with a broker-dealer firm, following allegations of misappropriating $7,400 from an elderly client. According to FINRA, Gardner allegedly accepted a $7,400 personal check from the elderly client […]