Recently, start-up fund, Roundstone Healthcare Partners, and its affiliates, have filed a RICO suit against numerous defendants in "GREENFISH II, L.P. et al v. INTERNATIONAL PORTFOLIO, INC. et al," which alleges that Roundstone and their affiliates were sold portfolios of medical receivables at artificially inflated values with no real ability to resell. Roundstone then, through stock […]

Soreide Law Group, PLLC, is currently investigating the following Equipment Leasing/Income/Equity Fund investments. If your stock broker or financial advisor recommended any of the following investments, and you sustained a significant loss of your investment. call 888-760-6552 for a free consultation.   - Equipment Leasing/Income/Equity Funds -   Commonwealth Opportunity Fund II, LLC Cypress Equipment Fund […]

Soreide Law Group is investigating the following Private Equity Fund investments. If your stock broker or financial advisor recommended any of the following investments and you sustained a significant loss of your investment. Call 888-760-6552 for a free consultation.   - Private Equity -   HMS Income Fund, Inc. (BDC) Master Private Equity Fund, LP Sierra […]

Soreide Law Group is investigating the following oil & gas/alternative energy offering investments. If your stock broker or financial advisor recommended any of the following investments and you sustained a significant loss of your investment. Call 888-760-6552 for a free consultation.   - Oil & Gas//Alternative Energy Offerings -   Adwar Drilling Fund I, LP […]

Soreide Law Group, PLLC, is currently investigating the following investments. If your stock broker or financial advisor recommended any of the following investments, and you sustained a significant loss of your investment. call 888-760-6552 for a free consultation. ABS Fund, LLC EJF Income Fund, LP RJO Global Fund Rogers International Raw Materials Fund L.P. Salient MLP […]

Soreide Law Group, PLLC,  is currently investigating the following investments. If your stock broker or financial advisor recommended any of the following investments, and you sustained a significant loss of your investment, call 888-760-6552 for a free consultation.  AgraShares Fund III, LLC Americap Distressed Real Estate Fund I Avere Medical Real Estate Fund I, LP […]

The Securities and Exchange Commission (SEC)  filed a civil injunctive action charging Monticello, New York investment adviser, Lloyd V. Barriger, registered with Barriger & Barriger Incorporated, with fraud in connection with two upstate New York real estate funds he managed – the Gaffken & Barriger Fund, LLC (the G&B Fund or the Fund), and Campus […]

Former Ameriprise broker, Jason May (CRD# 4255401), in Delray Beach and Boynton Beach, Florida, has been barred for life by FINRA for failing to respond to FINRA requests for information after he was suspended for 60 days.   Our investigation has uncovered that Mr. May may have encouraged his clients to take out loans through a […]

Jeffrey Rachlin (CRD #823547, Registered Principal, Pleasantville, New York)   has submitted a Letter of Acceptance, Waiver and Consent in which he was fined $10,000, suspended from association with any FINRA member in any capacity for 30 business days, and suspended from association with any FINRA member in any principal capacity for 18 months. The […]