Soreide Law Group is investigating potential investor claims involving Blue Owl Capital Corporation (NYSE: OBDC), including whether brokers and financial advisors properly explained the risks surrounding this publicly traded business development company and its related private credit platform. OBDC invests primarily in loans to middle-market companies and is often marketed as an income-generating investment. However, […]

Soreide Law Group is investigating potential investor claims involving NexPoint Capital Inc., a non-traded business development company (BDC), including whether securities brokers and financial advisors improperly recommended this investment despite declining valuations and structural risks. NexPoint Capital was marketed as an income-focused alternative investment, but recent disclosures raise concerns that investors should carefully review. There […]

Soreide Law Group is investigating potential investor claims involving sales practice violations by securities brokers and financial advisors related to Blackstone Private Credit Fund (BCRED). BCRED is one of the largest non-traded private credit funds sold to retail investors, often promoted for monthly income and perceived stability. Recent developments involving heavy redemption activity, declining distributions, […]

Soreide Law Group is investigating potential investor claims involving possible sales practice violations by securities brokers and financial advisors related to Silver Point Specialty Lending Fund. The investment is a non-traded business development company (BDC) that was marketed as an income-producing alternative investment for retail investors. Recent disclosures involving declining net asset value, increased leverage, […]

MSC Income Fund aims to generate income and capital appreciation by investing in small and mid-sized companies. However, a reported drop in the Net Asset Value (NAV) and the suspension of distributions have raised questions about the fund's financial stability, potentially exposing investors to substantial losses. Below, Soreide Law Group goes over some concerns for […]

Investors possibly experienced losses due to securities broker Gihan Anil Fernando (also known as Gihan Raphael Fernando) [CRD: 4469669, Houston, Texas], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Gihan Fernando worked for BOK Financial Advisors and BOK Financial Securities Inc. from March 7, 2003, to November 8, 2023. He joined Cetera […]

Berthel Fisher Clients Allege Unsuitability, Misrepresentation By Securities Broker Steve Cummings Soreide Law Group is reviewing potential investor claims to bring against Berthel Fisher Company Financial Services and securities broker Steve Jeffrey Cummings (CRD#: 2274017, Fort Deposit, Alabama). Evidently, four clients filed disputes about Cummings alleging sales practice violations on alternative investments. Read on to […]

Investors Take Aim At Adam Belardino Over Insurance, BDC Sales Soreide Law Group is investigating possible investor claims against securities broker Adam Belardino (CRD#: 5221927, Elmsford, New York). Evidently, the Financial Industry Regulatory Authority (“FINRA”) reports that five or more investors contested the sales practices of the securities broker, who worked for MML Investors Services […]

Losses From VII Peaks Co-Optivist Income BDC II? Did you invest in VII Peaks Co-Optivist BDC II because of your broker or financial advisor? Apparently, this non-diversified closed-end company, which elects to be treated as a business development company (“BDC”), invests in equity-linked debt securities and discounted corporate debt securities of private and public companies, […]