FINRA BrokerCheck reveals disclosures about securities broker Daryl Ray Calton (CRD# 1002304, Mesa, Arizona), previously registered with Calton Associates Inc. from 1991 to 2023. He also held positions at First Affiliated Securities Inc., Ambanc Securities Inc., and Buchanan Co. Inc. over his 42-year career. Recent disclosures raise concerns about allegations of unsuitable investment recommendations. Settled […]

Calton & Associates Broker Chris Raymond Kubiak Barred by FINRA Chris Raymond Kubiak (CRD#: 1527367, Brookfield, Wisconsin) has been registered with Freedom Investors Corp. (February 17, 1989 to July 17, 2017), American Global Wealth Management, Inc. (July 14, 2017 to August 11, 2017) and most recently, Calton & Associates, Inc. (July 17, 2017 to October […]

Attention Cawley Multifamily Fund I, LP Investors:  You may be able to recover your investment losses in Cawley Fund by filing a FINRA arbitration against your selling broker.   The broker/dealers that sold the Cawley Fund include, Optivest, Capital Financial Services, Inc.; Calton & Associates, Inc.; and VSR Financial Services, Inc. Soreide Law Group is investigating […]

Attention Odyssey Investors. You may be able to recover your investment losses in Odyssey by filing a FINRA arbitration against your selling broker.   Odyssey Properties III, LLC, has raised over $28 million dollars selling notes. Odyssey began selling notes through a private placement offering of the notes. These notes were marketed and sold by […]