FINRA sanctioned securities broker Jay Deron Zornes [CRD: 4124536, Ironton, Ohio], given the disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Jay Zornes worked for Cambridge Investment Research Inc. from March 5, 2014, to May 19, 2025. See below to learn more about the disclosures involving Jay Zornes. FINRA Sanctioned Zornes For Noncompliance With Investigation […]

Investors potentially experienced sales practice violations due to securities broker Brian Lee Culver [CRD: 6392736, Kalamazoo, Michigan], based on disclosures on FINRA BrokerCheck. Evidently, Culver has been registered with Cambridge Investment Research Inc. since January 5, 2015, and with Cambridge Investment Research Advisors Inc. since October 28, 2015. Keep reading to learn more about the […]

Investors might have sustained losses through securities broker Andrew Jon Galy (also known as Andy Jon Galy) [CRD: 1915564, Metairie, Louisiana], based on public information found on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Galy worked for Cambridge Investment Research Inc. from February 25, 2014, to December 31, 2022. Keep reading to find out more […]