John Alex (CRD: 2020710) settled customer disputes at Morgan Stanley and UBS Financial Services between 2011 and 2025, according to BrokerCheck, which lists him as John L. Alex.
Investors potentially experienced sales practice violations due to securities broker Brian Lee Culver [CRD: 6392736, Kalamazoo, Michigan], based on disclosures on FINRA BrokerCheck. Evidently, Culver has been registered with Cambridge Investment Research Inc. since January 5, 2015, and with Cambridge Investment Research Advisors Inc. since October 28, 2015. Keep reading to learn more about the disclosures involving Culver.
Specifically, a client filed a complaint about Brian Culver. Primarily, the client alleged that Culver engaged in an unauthorized transaction involving an annuity. For this reason, the client allegedly sustained damages. Consequently, on March 31, 2025, Cambridge Investment Research Inc. settled this matter by paying the client $15,329.15 in damages.
Additionally, a client of Cambridge Investment Research contested Brian Culver’s sales practices, according to a complaint. Allegedly, Culver engaged in unauthorized transactions involving variable annuities. As a result, Cambridge Investment Research opted to settle the matter on March 31, 2025, by compensating the client in the amount of $25,701.15.
Specifically, a Cambridge Investment Research Inc. client filed FINRA Arbitration No. 24-02139 about Brian Culver. Mainly, the client alleged that Culver gave unsuitable advice given the client’s objectives. Therefore, on January 16, 2025, Cambridge Investment Research Inc. settled this matter by paying the client $32,500.00 in damages.
Also, a client of Cambridge Investment Research Inc. disputed Brian Culver’s sales practices by filing FINRA Arbitration No. 24-02165. Allegedly, Culver made unsuitable recommendations and invested the client in highly speculative investments inconsistent with the client’s objectives. Consequently, Cambridge Investment Research Inc. opted to settle the matter on January 7, 2025, by compensating the client in the amount of $14,900.00.
Do you have concerns or questions regarding investments you made with Brian Culver? You can get in touch with Soreide Law Group at (888) 760-6552 or online and talk with a securities lawyer about a possible recovery of your investment losses. For years, Soreide Law Group has recovered losses for investors throughout the United States. Also, the firm takes cases on a contingency fee basis and advances all costs. Culver and brokerage firms Culver worked for deny accusations referenced in public disclosures.
John Alex (CRD: 2020710) settled customer disputes at Morgan Stanley and UBS Financial Services between 2011 and 2025, according to BrokerCheck, which lists him as John L. Alex.
Sam Bhushan (CRD: 4884717) is named in several pending customer complaints and one settled dispute, according to his BrokerCheck report.
Sterling Louviere (CRD: 2021328), listed on BrokerCheck as Sterling Vaughn Louviere, is named in a pending customer claim over Reg D private placements, with Cabin Securities as the firm named.
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