Investors have reportedly disputed the sales practices of securities broker Jan Peter Cummins [CRD: 718836, Radnor, Pennsylvania], according to public information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Jan Cummins worked for Janney Montgomery Scott LLC from January 17, 2003, to the present as a securities broker and from August 8, 2005, to the present […]

Investors apparently complained about securities broker Michael Joseph Kane III [CRD: 5099883, Sherman, Texas], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Kane worked for Hilltop Securities Inc. from August 21, 2020, to June 13, 2023, Momentum Independent Network Inc. from May 1, 2023, to September 4, 2025, and LPL Financial LLC beginning […]

Investors apparently complained about securities broker Christine Michelle Amato [CRD: 1048739, San Diego, California], based on disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Specifically, Christine Amato worked for TD Ameritrade Inc. from January 12, 2016 to December 31, 2022, and for Charles Schwab Co. Inc. from January 26, 2022 to July 19, 2025. Read […]