One or more investors possibly experienced losses due to securities broker Patrick Roland Hobert [CRD: 805680, Newport Beach, California], according to public information reported on FINRA BrokerCheck. Patrick Hobert joined Centaurus Financial Inc. on July 9, 2007, serving in both securities broker and financial advisor roles. Read below to understand more about the client complaints […]

Investors may have incurred losses due to securities broker Stuart Jay Spivak [CRD: 1883651, Scottsdale, Arizona], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Spivak joined Centaurus Financial Inc. on May 29, 2008, as a securities broker and on June 16, 2008, as a financial advisor. Keep reading to understand more about the […]

Investors might have sustained losses because of securities broker Kasey Luv Davis (also known as Kasey Luv Hopps) [CRD: 2353615, Belton, Texas], according to publicly available information reported on FINRA BrokerCheck. Davis has worked with Centaurus Financial Inc. in Belton, Texas since April 26, 2013, as an investment adviser and since June 5, 2013, as […]

One or more investors apparently complained about securities broker Michael Lee Chauvenet (also known as Mike Chauvenet) [CRD: 1229930, Frisco, Texas], based on publicly available information reported on FINRA BrokerCheck. Michael Chauvenet has worked with Centaurus Financial Inc. since April 25, 2011. Keep reading to learn more about the allegations investors have raised against this […]

Investors may have incurred losses because of securities broker Sherri Lynn Desjardins [CRD: 6310011, Lady Lake, Florida], based on publicly available information reported on FINRA BrokerCheck. Desjardins has worked with Centaurus Financial Inc. in Lady Lake, Florida, since September 18, 2017. Keep reading to understand more about the allegations involving Desjardins and how they may […]

One or more investors apparently complained about securities broker Todd William Walker [CRD: 2503388, Biloxi, Mississippi], according to disclosures on FINRA BrokerCheck. Evidently, Todd Walker has been registered with Centaurus Financial Inc. at its Centennial, Colorado, branch since January 12, 2005, and registered as an investment adviser with the same firm since January 9, 2012. […]

Investors might have sustained losses due to securities broker David Segarra [CRD: 4482059, Las Vegas, Nevada], according to disclosures on FINRA BrokerCheck. Evidently, Segarra worked for Centaurus Financial Inc. from July 10, 2007, to January 19, 2024, before joining LPL Financial LLC in January 2024. Keep reading to learn more about the disclosures concerning Segarra. […]

Investors might have sustained losses due to securities broker Surya Metzler [CRD: 4558292, Newport Beach, California], according to disclosures on FINRA BrokerCheck. According to the regulator, Surya Metzler has worked for Centaurus Financial Inc. since November 1, 2011, and Newport Wealth Advisors Inc. since January 9, 2018. Prior to this, he was also registered with […]

Investors potentially experienced losses due to securities broker Patrick Roland Hobert [CRD: 805680, Newport Beach, California], according to disclosures on FINRA BrokerCheck. According to the regulator, Patrick Hobert has worked for Centaurus Financial Inc. since July 9, 2007. Keep reading to learn more about the disclosures concerning this securities broker. Centaurus Financial Investor Accused Hobert […]