Investors might have sustained losses due to securities broker Todd Ray Anderson [CRD: 1896352, Tucson, Arizona], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Todd Anderson worked for Benchmark Investments LLC from September 17, 2019, to May 15, 2023, and Cetera Advisors LLC from March 21, 2014, to October 4, 2019. Keep […]

Broker Kirby McDonald (Cetera, QA3) Facing Client Disputes About Suitability Soreide Law Group brings you up to speed on the FINRA BrokerCheck disclosures on securities broker Kirby Spencer McDonald (CRD#: 1622995, Omaha, Nebraska). Evidently, McDonald worked as a QA3 Financial Corp securities broker. Subsequently, he joined Cetera Advisors as both a securities broker and financial […]

ATTENTION INVESTORS! Complaints Filed Concerning Cetera Brokers Todd Banducci, David Martin, Bradley Bowman, Joshua Beitel Cetera Advisors LLC (CRD#: 10299, Denver, Colorado) and Cetera Investment Services LLC (CRD#: 15340, Saint Cloud, Minnesota) are brokerage firms owned by Cetera Financial Group, Inc. which the Financial Industry Regulatory Authority (“FINRA”) regulates. Brokers of Cetera firms have reported […]

Cetera Faces Customer Claims Alleging Sales Practice Violations Steven Franklin Brandt (CRD#: 2323730, Alexandria, Virginia) was a registered representative of Cetera Advisors LLC from January 1, 2004 and July 26, 2016. Brandt disclosed on FINRA BrokerCheck that his activities have resulted in a customer filing a Financial Industry Regulatory Authority (“FINRA”) Arbitration Case #18-02210 on […]