Investors potentially incurred losses because of securities broker Michael William Jarvis [CRD: 2160274, McKinney, Texas], based on public information located on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Jarvis worked for Cetera Wealth Services LLC beginning on November 1, 2017, and later became registered with Cetera Investment Advisers LLC on June 29, 2023, after previously being […]

Investors potentially experienced sales practice violations by securities broker Richard Aaron Huppert [CRD: 2375483, Brooklyn, New York], according to public information located on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Richard Huppert has been registered with Cetera Wealth Services LLC since September 20, 2019. Investors are encouraged to keep reading to discover more about the disclosures […]

Investors potentially incurred losses because of securities broker Hector Alberto Mena [CRD: 5400535, Hypoluxo, Florida], based on publicly available information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. It appears that Mena worked for Cetera Wealth Services LLC beginning November 22, 2021, and for Cetera Investment Advisers LLC beginning July 10, 2023; previously, he was registered […]

Investors possibly experienced sales practice violations by securities broker Patrick Joseph Groarke [CRD: 2213512, Blue Bell, Pennsylvania], according to public information on FINRA BrokerCheck. Evidently, Patrick Groarke worked for Wells Fargo Clearing Services LLC from June 20, 2013, to August 23, 2023, and has been registered with Cetera Wealth Services LLC since August 17, 2023, […]