Michael Jarvis Faced Cetera Wealth Services Investor Complaint Regarding Excessive Fees

Investors potentially incurred losses because of securities broker Michael William Jarvis [CRD: 2160274, McKinney, Texas], based on public information located on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Jarvis worked for Cetera Wealth Services LLC beginning on November 1, 2017, and later became registered with Cetera Investment Advisers LLC on June 29, 2023, after previously being associated with Cetera Advisor Networks LLC from September 7, 2017, to June 29, 2023. Investors should review the information below to discover more about the disclosures involving Jarvis.

Cetera Wealth Services Investor Accused Jarvis Of Excessive Charges

Evidently, on October 17, 2025, a Cetera Wealth Services LLC client filed FINRA Arbitration No. 25-02222 concerning Michael Jarvis. Primarily, the client alleged that Jarvis charged excessive fees. For this reason, the client allegedly experienced damages. Therefore, the client requested $800,000 in compensation from Cetera Wealth Services LLC or Jarvis. It appears that this arbitration awaits a resolution.

Michael Jarvis Disclosed Unauthorized Trading Allegations By Axa Advisors Client

Also, a client of AXA Advisors LLC contested Michael Jarvis’s sales practices, according to a complaint. Allegedly, Jarvis engaged in unauthorized trading. It appears that Jarvis caused the client to experience damages linked to mutual funds. As a result, AXA Advisors LLC opted to settle the matter on June 24, 2002, by compensating the client in the amount of $132,860.

Have You Made Investments Through Financial Advisor / Securities Broker Jarvis?

Did you suffer any investment-related losses because of Michael Jarvis? You can contact Soreide Law Group at (888) 760-6552 or online and speak with a securities attorney regarding a possible recovery of your investment losses. Soreide Law Group has recovered losses for investors throughout the United States. Also, the firm works on a contingency fee basis and advances all costs. Jarvis and brokerage firms Jarvis worked for deny allegations of sales practice violations.