FINRA Hits Merrill Lynch With $300,000.00 Fine For Failure To Supervise The Financial Industry Regulatory Authority (“FINRA”) has issued a fine and $300,000.00 fine and censure to Merrill Lynch, Pierce, Fenner & Smith Inc. (CRD#: 7691, New York, New York) pursuant to Letter of Acceptance, Waiver and Consent #: 2014041490801, executed on December 13, 2018. […]

NFL Chargers star Dwight Freeney is furious that his former financial advisor, Eva Weinberg received what is basically a 'slap on the wrist' for allegedly swindling him out of millions of dollars. He is now asking the judge to send her to prison. Court documents were filed on Monday in California alleging that Weinberg and […]

NFL Chargers star Dwight Freeney is furious that his former financial advisor, Eva Weinberg received what is basically a 'slap on the wrist' for allegedly swindling him out of millions of dollars. He is now asking the judge to send her to prison. Court documents were filed on Monday in California alleging that Weinberg and […]