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March 29, 2017
Christopher B. Ariola Barred by FINRA for Over-Concentration of Elderly Clients in Gold and Energy Stocks

Soreide Law Group obtained the following information from FINRA’s March 2017 Disciplinary Report: Christopher B. Ariola (CRD #2957096, Santa Monica, California) was barred by FINRA and ordered to pay a total of $137,993.13, plus prejudgment interest of $18,657.43, in restitution to clients for allegedly making unsuitable recommendations to elderly retirees to invest a substantial portion […]

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