Clients Of Forta, Presidental Brokerage Take Aim At Broker Greg Williams Who Allegedly Breached A Fiduciary Duty Soreide Law Group is contemplating whether to bring investment-related lawsuits against securities broker Gregory Jon Williams (CRD#: 1561089, Greenwood Village, Colorado). The most alarming thing about Williams – who is in his 10th year as a Forta Financial […]

WALTER CLARK Sell You Unsuitable Investments? The Financial Industry Regulatory Authority (FINRA) reports on BrokerCheck that clients have disputed the sales practices of Wilmington Capital Securities broker, Walter Clark (CRD#:1803139, Columbia Maryland). Notably, since March 8, 2018, three clients brought disputes about the broker. Those claims come after FINRA permanently barred Clark from acting as […]

WILLIAM CHRISTIAN GENNITY (WILLIAM GENNITY, BILLY GENNITY) CRD#: 4913490, was barred by the Securities and Exchange Commission (SEC) from acting as a broker or investment adviser or otherwise associating with firms that sell securities or provide investment advice to the public, and FINRA has suspended Gennity from acting as a broker.  According to FINRA, Gennity […]