Investors might have sustained losses due to securities broker Michael Owen Barry [CRD: 2690041, New Orleans, Louisiana], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Michael Barry has been registered with Stifel Nicolaus Company in New Orleans, Louisiana, since July 7, 2015, as both a broker and financial advisor. Investors are encouraged to continue reading to learn more about disclosures involving Michael Barry and the allegations raised in client disputes.
Particularly, on April 24, 2026, a Stifel Nicolaus client filed FINRA Arbitration No. 26-00931 about Michael Barry. Mainly, the client alleged that Barry violated FINRA rules, violated Regulation Best Interest, was negligent, made omissions and misrepresentations concerning risks, breached his fiduciary duty, and violated New York General Business Law. For this reason, the client allegedly experienced damages on mutual funds. As a result, the client requested $100,000 in compensation from Stifel Nicolaus or Barry. BrokerCheck shows that this arbitration is ongoing.
Also, a client of Stifel Nicolaus contested Michael Barry’s sales practices by filing FINRA Arbitration No. 20-2970. Allegedly, Barry breached his fiduciary duty, was negligent, made misrepresentations, made omissions, and violated Louisiana securities laws. It appears that Barry allegedly caused the client to incur damages linked to oil and gas investments, stocks, and direct investments. Consequently, Stifel Nicolaus agreed to settle the matter on January 26, 2022, by compensating the client in the amount of $15,000.
Do you need guidance on any investment losses relating to Michael Barry? If so, reach out to Soreide Law Group online or at (888) 760-6552 and talk to a securities attorney about a potential recovery of your investment losses. Soreide Law Group has recovered losses for investors throughout the US. Also, our securities lawyers handle cases on a contingency fee arrangement and advance all costs. Barry and brokerage firms Barry worked for deny accusations of sales practice violations.
Investors might have sustained losses due to securities broker James Fredrick Tighe [CRD: 3129233, Phoenix, Arizona], and Financial Industry Regulatory Authority barred him, based on public information on BrokerCheck. Tighe was associated with Morgan Stanley from June 1, 2009, through January 14, 2025. Continue reading to find out more about Tighe’s regulatory and client dispute […]
Investors potentially experienced sales practice violations by securities broker Sung Moo Cho (also known as Sam Cho) [CRD: 5015906, New York, New York], and FINRA barred him, given the public information found on FINRA BrokerCheck. Cho was associated with Ameriprise Financial Services from January 22, 2021, to October 21, 2025, and Citigroup Global Markets from […]
Investors potentially incurred losses because of securities broker Raymond Trey Brown [CRD: 6170291, Frisco, Texas], and FINRA sanctioned him, according to disclosures on FINRA BrokerCheck. Brown worked for Northwestern Mutual Investment Services LLC, from March 17, 2014, to December 13, 2024. See below to learn more about Brown’s disclosures. FINRA Sanctioned Raymond Brown For Failure […]
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