Investors potentially incurred losses because of securities broker Gregory Vincent Matthews (also known as Greg Matthews) [CRD: 1389823, New York, New York], based on public information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Gregory Matthews worked for Morgan Stanley from May 16, 2016, to June 12, 2025. See the following information to find out more […]

Investors potentially experienced sales practice violations by securities broker Michael Christopher Venturino [CRD: 5872439, Dix Hills, New York], based on publicly available information found on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Venturino worked for Spartan Capital Securities LLC from April 17, 2018, to February 2, 2023, Trident Partners Ltd. from July 1, 2017, to April […]

FINRA sanctioned securities broker Frederick Joseph Cammarano III (also known as Freddy Cammarano) [CRD: 2277307, New York, New York], given the public information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Cammarano worked for Spartan Capital Securities LLC from November 27, 2013, to December 31, 2024. Read on to learn more about allegations involving supervisory failures […]

Investors potentially experienced sales practice violations by securities broker Jenna Lynn Spurrier (also known as Jenna Spurrier Stucker) [CRD: 4284511, Indianapolis, Indiana], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Spurrier worked for Thurston Springer Miller Herd Titak Inc. from June 2, 2016, to the present, and Thurston Springer Advisors since August 25, […]

Investors apparently complained about securities broker Richard Timothy Kersting Jr. [CRD: 1835418, Naples, Florida], based on public information located on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Kersting worked for Ameriprise Financial Services LLC from October 20, 2021, to the present, and previously for Bruderman Asset Management LLC and Bruderman Brothers LLC from March 18, 2015, […]

Investors potentially experienced sales practice violations by securities broker Jeffrey Michael Thure [CRD: 2687213, Melville, New York], given the disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Jeffrey Thure worked for Aegis Capital Corp. from May 2, 2013, to the present, and previously worked for Maxim Group LLC from October 23, 2002, to April 30, […]

Investors have reportedly disputed the sales practices of securities broker Jim Eugene Scala Jr. [CRD: 2493873, Valley Village, California], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Scala worked for PHX Financial Inc. beginning October 29, 2014, and he has been registered with that firm since that date. Keep reading to discover more […]

Investors have reportedly disputed the sales practices of securities broker Ryan Elliot Shoop [CRD: 4522151, Westlake, Ohio], based on disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Shoop worked for Stifel Independent Advisors LLC from October 15, 2021, to January 17, 2024, and from July 6, 2022, to January 17, 2024, and he also worked […]

Investors potentially experienced sales practice violations by securities broker Francis Patrick Cunningham (also known as Fran Cunningham) [CRD: 2105075, Memphis, Tennessee], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Cunningham worked for Stifel Nicolaus from April 4, 2025, to December 5, 2025, and later for B. Riley Wealth Management from November 14, 2025, […]