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May 5, 2014
NY Rep Barred by FINRA for Failure to Provide Testimony in an Investigation of a $30 Million Margin Loan Involving an Insurance Company

The Soreide Law Group, (888) 760-6552, has obtained the following summation of information from FINRA’s website listed under “Disciplinary and Other FINRA Actions, April, 2014.” Allen Hugo Reichman (CRD #1002285, Registered Representative, Irvington, New York) was barred by FINRA for failing to appear for FINRA testimony. FINRA's findings stated Reichman’s lawyer said in a phone […]

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