The Soreide Law Group, (888) 760-6552, has obtained the following summation of information from FINRA’s website listed under “Disciplinary and Other FINRA Actions, April, 2014.”
Allen Hugo Reichman (CRD #1002285, Registered Representative, Irvington, New York)
was barred by FINRA for failing to appear for FINRA testimony.
FINRA's findings stated Reichman’s lawyer said in a phone call that Reichman would not be appearing for his testimony until after the criminal proceedings against him were resolved. His attorney also followed this conversation with a letter reiterating his client’s position.
According to FINRA, Reichman has not provided the requested testimony.
This testimony was part of FINRA's investigation into an alleged $30 million margin loan issued by Reichman's firm that was used as part of a fraudulent scheme involving an insurance company.
(FINRA Case #2010022584502)
According to FINRA's BrokerCheck, Allen Hugo Reichman was previously registered with the following FINRA firm(s):
LADENBURG THALMANN & CO. INC. (CRD# 505) - NEW YORK, NY
10/2010 - 10/2012
OPPENHEIMER & CO. INC. (CRD# 249) - NEW YORK, NY
06/2006 - 04/2010
A. G. EDWARDS & SONS, INC. (CRD# 4) - NEW YORK, NY
05/2004 - 06/2006
LEHMAN BROTHERS INC. (CRD# 7506) - NEW YORK, NY
02/2000 - 05/2004
CHASE INVESTMENT SERVICES CORP. (CRD# 25574) - CHICAGO, IL
05/1995 - 03/2000
SMITH BARNEY INC. (CRD# 7059) - NEW YORK, NY
03/1990 - 06/1995
BEAR, STEARNS & CO. INC. (CRD# 79) - NEW YORK, NY
04/1988 - 03/1990
EMANUEL AND COMPANY (CRD# 7309) 07/1987 - 04/1988
MCLAUGHLIN, PIVEN, VOGEL INC. (CRD# 7404) 08/1984 - 07/1987
FIRST INVESTORS CORPORATION (CRD# 305) 10/1981 - 10/1982
This ends the summation of information found on FINRA's website.
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