Thomas Neil Charbonneau (CRD #44868, Arden Hills, Minnesota) was barred by FINRA for allegedly selling nearly 1.7 million shares of a speculative penny stock from his own accounts which generated $400,000. According to FINRA, Charbonneau solicited the purchase of the speculative penny stock to his clients without disclosing that he was selling the stock from […]

Soreide Law Group is investigating claims on behalf of investors who suffered investment losses in several TNP sponsored investments, including the TNP 2008 Participating Notes Program LLC, sold by Berthel Fisher & Co. Financial Services Inc., and other firms. Berthel Fisher was the underwriter, promoter, and Managing Broker/Dealer of the TNP 2008 Participating Notes Program, […]

Soreide Law Group is investigating claims on behalf of investors who suffered investment losses in several TNP sponsored investments, including the TNP 2008 Participating Notes Program LLC, sold by Berthel Fisher & Co. Financial Services Inc., and other firms. Berthel Fisher was the underwriter, promoter, and Managing Broker/Dealer of the TNP 2008 Participating Notes Program, […]