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June 20, 2013
Miami Rep Fined and Suspended by FINRA for Borrowing Money From Clients

This information appeared on FINRA’s website under “Disciplinary and Other FINRA Actions, June, 2013.” Frederico Goldin (CRD #4548232, Registered Representative, Aventura, Florida) was fined $5,000 and suspended from association with any FINRA member in any capacity for one month. The fine must be paid either immediately upon Goldin’s reassociation with a FINRA member firm following […]

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