The South Florida-based, Soreide Law Group, has obtained the following information from FINRA’s BrokerCheck on former PFS Investments Inc., of Miami Lakes, Florida broker: ARTURO ALEJANDRO NUNEZ (CRD#: 4701686) The Financial Industry Regulatory Authority (FINRA) has barred Arturo Nunez from acting as a broker or otherwise associating with a broker-dealer firm. Without admitting or denying […]

Michael Willard Korson (CRD #2108802, Novi, Michigan) was barred by FINRA for allegedly failing to timely and accurately notify his member firm of his outside business activities. Although Korson eventually provided notice to his firm and revealed that he received compensation from the outside business, he falsely stated when his involvement first began. FINRA's findings […]

Soreide Law Group, a Securities Arbitration Law Firm, (888) 760-6552, obtained the following information on FINRA’s website under “Disciplinary and Other FINRA Actions, June, 2013.” Cecilia Sawyer aka Cecilia Villanueva (CRD #2549482, Registered Principal, Federal Way, Washington) was barred from association with any FINRA member in any capacity. The sanction was based on findings that […]