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January 4, 2015
Former Chicago Broker Barred by FINRA for Alleged Misappropriation of Over $1Million of Clients' Funds

Eric William Johnson (CRD #2142522, Hinsdale, New York) was barred by FINRA for the alleged misappropriation of more than $1 million from at least six firm customers’ brokerage accounts at his member firm. Eric Johnson was register in the securities industry for 23 years. FINRA's findings stated that Johnson made wire transfers of funds from […]

November 19, 2014
Former Broker Charged in $1 Million Misappropriation of Clients Funds

The SEC has filed an action against ERIC W. JOHNSON, 51, (CRD# 2142522) for allegedly misappropriating at least $1 million from his clients. The SEC claims that Johnson transferred small sums to his personal account over 100 times. Eric William Johnson has not been located. Johnson has been with RedRidge Securities, based in Chicago, since […]

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