The SEC has filed an action against ERIC W. JOHNSON, 51, (CRD# 2142522) for allegedly misappropriating at least $1 million from his clients. The SEC claims that Johnson transferred small sums to his personal account over 100 times. Eric William Johnson has not been located. Johnson has been with RedRidge Securities, based in Chicago, since 1999. FINRA has permanently barred Johnson from the industry.
Allegedly between 2004 - 2014 Johnson made 115 wire transfers worth $1 million from client accounts to an account in his name. The SEC alleges that Johnson targeted clients with large accounts and concealed his actions by submitting smaller transfers from computers not connected with his account. Johnson's assets have been frozen.
ERIC W. JOHNSON was previously registered with the following securities firm(s):
03/1999 - 09/2014 REDRIDGE SECURITIES, INC. (CRD# 45976) - CHICAGO, IL
04/1996 - 06/1999 PROGRAM TRADING CORP. (CRD# 36740) - BOCA RATON, FL
FINRA expelled the firm in 01/2005
11/1993 - 05/1996 STEIN, SHORE SECURITIES, INC. (CRD# 31294) - ORLANDO, FL
01/1992 - 11/1993 EMANUEL AND COMPANY (CRD# 7309) - NEW YORK, NY
FINRA expelled the firm in 10/1994
05/1991 - 01/1992 BARING & BROWN, INC. (CRD# 24929) FINRA expelled the firm in 09/1992
Soreide Law Group represents clients nationwide in arbitrations before FINRA. Call for a free consultation on how to potentially recover your investment losses: 888-760-6552.
Soreide Law Group has filed a FINRA arbitration on behalf of our client (Claimant) against: TEXAKOMA FINANCIAL, INC. and their registered representative, SHEA PETER KENNEDY (SHEA P KENNEDY) (Repondents). The Claimant resides in Nevada, and according to the lawsuit, around August of 2023, SHEA P KENNEDY contacted the Claimant unsolicited, apparently after the Claimant had […]
Pending customer claims on BrokerCheck name Michael Graham (CRD 3263494) and list LPL Financial as the firm. Each claim is pending and unproven, and no arbitrator has ruled on any of them. The customers allege that Graham misrepresented guaranteed principal and returns on a secured loan related to a real estate deal.
An SEC decision involving Titan Securities (CRD 131392) of Plano, Texas became final on August 7, 2026, according to FINRA's October 2026 Disciplinary and Other FINRA Actions report. The decision fined the firm $50,000. The record lists the firm as JTA Securities Management, Inc. dba Titan Securities.
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