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July 26, 2016
David M. Miller, Columbus OH, Barred by FINRA Over UIT Losses

The Soreide Law Group (888-760-6552) obtained the following information from FINRA’s website under, “Disciplinary and Other FINRA Actions, July 2016.” David Michael Miller (CRD #5461431, Columbus, Ohio) was barred by FINRA, required to pay a total of $799,161.07, plus interest, in restitution to clients, and required to pay to FINRA a fine of $15,161.54, plus […]

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