SYLVESTER KING JR (CRD# 4011622) of Miramar, Florida, has agreed to a $35,000 fine and an 18-month ban from the securities industry. According to the Financial Industry Regulatory Authority (FINRA), King, Jr. allegedly helped another broker conceal hundreds of thousands of dollars of customer loans. Some of the loans went to professional NBA and NFL […]

The Financial Industry Regulatory Authority (FINRA) has barred Aaron Parthemera, a Fort Lauderdale Wells Fargo financial advisor for allegedly engaging in a several outside businesses, and allegedly running Club Play, a hip hop club in South Beach. According to FINRA, between 2009 to 2013, Aaron Parthemer, acted as an advisor to a number of NFL […]