Michael Gregg Lieberman (CRD #5266225, Huntersville, North Carolina) was barred by FINRA for allegedly failing to provide FINRA-requested documents and information regarding an investigation into allegations that he may have converted approximately $1.4 to $1.6 million of his member firm’s funds. The findings stated that Lieberman informed FINRA that he would not cooperate with FINRA’s […]

Timothy Johnson II (CRD #4634056, Florissant, Missouri) was barred by FINRA for allegedly attempting to convert funds from his member firm for personal use and benefit by submitting false expense reports seeking reimbursement for personal, non-business related expenses. FINRA's findings stated that Johnson's firm discovered the false expense reports and refused to pay the personal […]