Michael Gregg Lieberman (CRD #5266225, Huntersville, North Carolina)
was barred by FINRA for allegedly failing to provide FINRA-requested documents and information regarding an investigation into allegations that he may have converted approximately $1.4 to $1.6 million of his member firm’s funds.
The findings stated that Lieberman informed FINRA that he would not cooperate with FINRA’s investigation.
(FINRA Case #2014042862101)
This information obtained from FINRA’s website "Disciplinary and Other FINRA Actions, December 2014," ends here.
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