Ernesto Chavez (CRD: 4315877) faces a new pending claim on BrokerCheck over an investment made in 2018. The customer alleges $180,000 in damages, and no arbitrator has ruled on the claim.
Michael Gregg Lieberman (CRD #5266225, Huntersville, North Carolina)
was barred by FINRA for allegedly failing to provide FINRA-requested documents and information regarding an investigation into allegations that he may have converted approximately $1.4 to $1.6 million of his member firm’s funds.
The findings stated that Lieberman informed FINRA that he would not cooperate with FINRA’s investigation.
(FINRA Case #2014042862101)
This information obtained from FINRA’s website "Disciplinary and Other FINRA Actions, December 2014," ends here.
Have you experienced a financial losses because of your broker/financial advisor's recommendations? Call the Soreide Law Group for a free consultation with an attorney at: 888-760-6552. We will represent our clients nationwide before FINRA.
Ernesto Chavez (CRD: 4315877) faces a new pending claim on BrokerCheck over an investment made in 2018. The customer alleges $180,000 in damages, and no arbitrator has ruled on the claim.
William Tunink (CRD: 2738224) settled a customer claim for $299,000 on August 11, 2026, according to his BrokerCheck report. The customer alleged that he obtained loans from the customer, and that some of the money went into an investment.
Tony Barouti (CRD: 3031995) faces a pending $230,400 customer claim, according to his BrokerCheck report. He says the allegations in it are false. His report also lists SEC administrative and cease-and-desist proceedings from August 2025.
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