CRAIG DAVID DIMA (CRAIG DIMA) CRD#: 2314389 was barred by FINRA after allegations that CRAIG DIMA cost his client hundreds of thousands of dollars trading Colgate-Palmolive stock without her permission. CRAIG DIMA, who was with K.C. Ward Financial in Ronkonkoma, NY, at the time, cost the 73-year-old retiree $575,000 in charges and lost dividend payments […]

The Financial Industry Regulatory Authority (FINRA) accused a New York broker with K. C. Ward Financial of Long Island, with charging a 72-year-old retiree $376,000 in fees and commissions after allegedly making repeated unauthorized trades of her Colgate-Palmolive Co. stock. CRAIG D. DIMA (CRD# 2314389), of K.C. Ward Financial, was charged with making unauthorized and […]