On July 29, 2021, DANIEL JAMES O'NEILL (DAN O'NEILL CRD#: 1358245), according to FINRA’s BrokerCheck, was named a respondent in a FINRA complaint alleging that he excessively and unsuitably traded one of his client's accounts.  O’Neill was formerly listed with AEGIS CAPITAL CORP. of Melville, New York. The FINRA complaint alleges that DANIEL JAMES O'NEILL […]