In a recent report from CNBC, they discussed the “bad guy report” from the Financial Industry Regulatory Authority or FINRA. This was taken from the latest monthly disciplinary actions by FINRA, March of 2019, which involves brokers putting clients funds in inappropriate or unregistered investments, defrauding investors, using their client’s money for their own personal […]

The Financial Industry Regulatory Authority Inc. (FINRA) has barred DANIEL TODD LEVINE CRD#: 2874319 from acting as a broker or otherwise associating with a broker-dealer firm on January 8, 2019. According to FINRA’s BrokerCheck, without admitting or denying the findings, DANIEL TODD LEVINE consented to the sanction and to the entry of findings that he […]