Daniel Lerner, named on BrokerCheck as Daniel Todd Lerner (CRD 1255769), settled a customer dispute on September 10, 2026 for $145,762, BrokerCheck shows. The customer alleged unsuitability, misrepresentation, and omission in a claim naming David Lerner Associates.

Investors might have sustained losses due to securities broker John Maurice Lamont (also known as Jack Lamont) [CRD: 847214, Westport, Connecticut], according to information disclosed through Financial Industry Regulatory Authority (FINRA) BrokerCheck. Lamont has worked for David Lerner Associates Inc. since August 15, 1989, and Spirit of America Management Corp since March 28, 2018. See […]

Investors might have sustained losses due to securities broker Craig Steven Nomberg [CRD: 4293515, Boca Raton, Florida], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Nomberg worked for Merrill Lynch beginning May 19, 2025, and previously worked for Wells Fargo Advisors from December 1, 2019, to May 27, 2025, as well as Wells […]

FINRA suspended securities broker Martin Lerner [CRD: 871038, Boca Raton, Florida], and investors complained about him, based on publicly available information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Martin Lerner worked for David Lerner Associates Inc. from April 22, 1994, through May 31, 2024, where he served in registered and principal capacities. Investors should review […]

Investors might have sustained losses because of securities broker Alan Charles Lowenfels (also known as Charles Alan Lowenfels) [CRD: 4512765, White Plains, New York], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. It appears that Lowenfels has been registered with David Lerner Associates Inc. since May 2, 2002. Keep reading for details about […]

FINRA fined securities broker Maxim Patvonimic Tulupnikoff (also known as Maxim Dmitrievi Tulupnikov and as Maxim Tulupnikov) [CRD: 6188857, Westport, Connecticut], according to disclosures on FINRA BrokerCheck. It appears that Tulupnikoff joined David Lerner Associates Inc. on June 24, 2013, and Spirit of America Management Corp on March 29, 2018. Below, you can find out […]

Investors supposedly complained about securities broker Francisco Javier Cabral [CRD: 5257195, Greenwich, Connecticut], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Francisco Cabral worked for David Lerner Associates Inc. in White Plains, New York, from January 5, 2007, to October 20, 2021, and has worked with Ameriprise Financial Services LLC in Greenwich, Connecticut, […]

Investors potentially experienced losses due to securities broker William Lee Campbell [CRD: 1180015, White Plains, New York], according to disclosures on FINRA BrokerCheck. It appears that William Campbell worked for David Lerner Associates Inc. from October 14, 2002, to May 18, 2023. Keep reading to learn more about the client complaints and regulatory filings involving […]

If you invested in Energy Resources 12 LP through David Lerner Associates, you may have concerns about the value of your investment. This investment vehicle, designed to provide individual investors access to the oil and gas industry within the United States, has faced challenges. Below, Soreide Law Group will provide a quick summary of the […]