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September 17, 2024
David Lerner Associates' Energy Resources 12 LP Losses?

If you invested in Energy Resources 12 LP through David Lerner Associates, you may have concerns about the value of your investment. This investment vehicle, designed to provide individual investors access to the oil and gas industry within the United States, has faced challenges. Below, Soreide Law Group will provide a quick summary of the […]

August 2, 2023
FINRA Fined Rande Aaronson

Soreide Law Group is investigating possible investor claims against Rande Scott Aaronson (CRD: 1758915, Lawrenceville, New Jersey). Notably, FINRA sanctioned the securities broker, who worked for David Lerner Associates Inc. Allegedly, Aaronson failed to supervise certain representatives. Here is a brief summary of FINRA’s allegations against Aaronson. Rande Aaronson Sanctioned By FINRA For Failure To […]

July 14, 2023
FINRA Fined Abbe Wollins

Soreide Law Group is investigating possible investor claims against Abbe Jan Wollins (CRD: 5237027, Boca Raton, Florida). Notably, FINRA sanctioned the securities broker, who worked for David Lerner Associates Inc. Allegedly, Wolins made unsuitable recommendations. Here is a brief summary of FINRA’s allegations against Wolins. Wollins Sanctioned By FINRA For Unsuitable Recommendations Evidently, on June […]

June 17, 2023
Investor Complained About Kenneth Biebel

Soreide Law Group is investigating possible investor claims against securities broker Kenneth William Biebel (CRD: 5992829, Westport, Connecticut). Specifically, Financial Industry Regulatory Authority (FINRA) BrokerCheck discloses that investors disputed the sales practices of the securities broker, who worked for David Lerner Associates Inc. Supposedly, one or more individuals claim that Biebel made unsuitable recommendations. Here […]

May 18, 2023
Gary Isler Discloses Allegations Of Breach Of Fiduciary Duty

Investors have come forward with complaints about securities broker Gary Isler (CRD: 1514385, Lawrenceville, New Jersey). Evidently, the securities broker, who worked for David Lerner Associates Inc., discloses client disputes via Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, David Lerner Associates Inc. clients allege that Isler made unsuitable recommendations, made misrepresentations, made omissions, and breached […]

January 7, 2023
FINRA Issues Sanctions To Jeffrey Basford

Soreide Law Group is investigating possible investor claims against securities broker Jeffrey Daniel Basford (CRD:  5077566, Westport, CT). Evidently, FINRA sanctioned the securities broker, who worked for David Lerner Associates Inc. Allegedly, Basford failed to testify when FINRA investigated the securities broker for possibly violating FINRA rules. Here is a brief summary of FINRA’s allegations […]

November 13, 2022
Daniel Lerner Discloses Allegations Of Misrepresentation

Investors have come forward with complaints about securities broker Daniel Lerner AKA Daniel Todd Lerner [CRD#: 1255769, White Plains, NY]. Evidently, the securities broker, who worked for David Lerner Associates, discloses client disputes via Financial Industry Regulatory Authority (FINRA) BrokerCheck. Notably, David Lerner Associates clients allege that Lerner made unsuitable transactions, made misrepresentations and omissions, […]

May 5, 2022
Charles Bonilla Discloses David Lerner Investor Dispute

Securities Broker Charles Bonilla Allegedly Makes Unsuitable Recommendations To David Lerner Client FINRA provides important information on securities broker Charles Abad Santos Bonilla (CRD#: 2572107, Boca Raton, Florida). Evidently, Bonilla worked as a securities broker or financial advisor for Pruco Securities from May 2018 to February 2019. Also, he worked for David Lerner Associates Inc. […]

April 1, 2022
Brian Jackson In David Lerner Investor Disputes

Broker Brian Jackson (David Lerner Associates) Faces Investor Disputes The Financial Industry Regulatory Authority (FINRA) reports investor dispute information on BrokerCheck regarding securities broker Brian Michael Jackson (CRD#: 4733834, White Plains, New York). Evidently, Jackson worked for securities firm David Lerner Associates from 2004 to 2018 and became a Wells Fargo securities broker and financial […]

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