Soreide Law Group is investigating possible investor claims against securities broker Kenneth William Biebel (CRD: 5992829, Westport, Connecticut). Specifically, Financial Industry Regulatory Authority (FINRA) BrokerCheck discloses that investors disputed the sales practices of the securities broker, who worked for David Lerner Associates Inc. Supposedly, one or more individuals claim that Biebel made unsuitable recommendations. Here […]

Investors have come forward with complaints about securities broker Gary Isler (CRD: 1514385, Lawrenceville, New Jersey). Evidently, the securities broker, who worked for David Lerner Associates Inc., discloses client disputes via Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, David Lerner Associates Inc. clients allege that Isler made unsuitable recommendations, made misrepresentations, made omissions, and breached […]

Soreide Law Group is investigating possible investor claims against securities broker Jeffrey Daniel Basford (CRD:  5077566, Westport, CT). Evidently, FINRA sanctioned the securities broker, who worked for David Lerner Associates Inc. Allegedly, Basford failed to testify when FINRA investigated the securities broker for possibly violating FINRA rules. Here is a brief summary of FINRA’s allegations […]

Investors have come forward with complaints about securities broker Daniel Lerner AKA Daniel Todd Lerner [CRD#: 1255769, White Plains, NY]. Evidently, the securities broker, who worked for David Lerner Associates, discloses client disputes via Financial Industry Regulatory Authority (FINRA) BrokerCheck. Notably, David Lerner Associates clients allege that Lerner made unsuitable transactions, made misrepresentations and omissions, […]

Securities Broker Charles Bonilla Allegedly Makes Unsuitable Recommendations To David Lerner Client FINRA provides important information on securities broker Charles Abad Santos Bonilla (CRD#: 2572107, Boca Raton, Florida). Evidently, Bonilla worked as a securities broker or financial advisor for Pruco Securities from May 2018 to February 2019. Also, he worked for David Lerner Associates Inc. […]

Broker Brian Jackson (David Lerner Associates) Faces Investor Disputes The Financial Industry Regulatory Authority (FINRA) reports investor dispute information on BrokerCheck regarding securities broker Brian Michael Jackson (CRD#: 4733834, White Plains, New York). Evidently, Jackson worked for securities firm David Lerner Associates from 2004 to 2018 and became a Wells Fargo securities broker and financial […]

Customers File Claims Against David Lerner Associates For Misrepresentation David Lerner Associates, Inc. (CRD#: 5397, Syosset, New York) is a brokerage firm regulated by Financial Industry Regulatory Authority (“FINRA”) who has reported 21 regulatory events and 17 arbitrations concerning allegations and findings of David Lerner Associates, Inc. violations of investment-related rules or regulations, customer harm, […]

U.S. District Judge Kiyo Matsumoto's dismissal of a class action lawsuit against David Lerner Associates Inc. earlier this week was a major victory for the Long Island-based financial adviser writes Andrew Osterland in an April 5th., 2013, article for InvestmentNews.com. “Plaintiffs' belabored Complaint appears only to confirm that the Apple REITs are currently functioning in […]

In an April 4th., 2012, article from InvestmentNews.com, Liz Skinner writes that brokerage firm David Lerner Associates Inc. was ordered to pay more than $3.7 million in fines and restitution for overcharging retail customers on sales of more than 1,500 municipal bonds and 1,700 collateralized-mortgage-obligation transactions. The Financial Industry Regulatory Authority Inc. (FINRA) hearing panel found the […]