The following information appeared on FINRA’s website under “Disciplinary and Other FINRA Actions, June, 2013.” Darrah Lee Gleason (CRD #2442684, Registered Representative, Old Greenwich, Connecticut) was fined $5,000 and suspended from association with any FINRA member in any capacity for one month. Without admitting or denying the allegations, Gleason consented to the described sanctions and […]