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May 14, 2019
DOMINIC TROPIANO of Cleveland Barred by FINRA

DOMINIC ANTHONY TROPIANO (Dominic Torpiano) CRD#: 4761462, former Cleveland, Ohio broker, has been barred by FINRA, May 9, 2019, from acting as a broker or otherwise associating with a broker-dealer firm for alleged unsuitable trading in non-traditional ETFs. According to FINRA’s report, Dominic Torpiano consented to the sanction and to the entry of findings that […]

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