On July 9, 2021, DOUGLAS EDWARD SZEMPRUCH, formerly with AEGIS CAPITAL CORP of Melville, New York, was suspended by FINRA for 12 months (7/19/2021-7/18/2022) and was ordered to pay restitution of $99,720.87. According to the FINRA report, without admitting or denying FINRA’s findings, DOUGLAS EDWARD SZEMPRUCH consented to the sanctions and to the entry of […]