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November 21, 2016
Did Your Broker Over-Concentrate Your Portfolio in Yuma Energy Inc (YUMA)?

Soreide Law Group has been contacted by investors whose brokers recommended the very volatile oil and gas stock and over-concentrated their portfolios in: Yuma Energy, Inc., (YUMA)  (Prior to reverse Merger with Davis Petroleum Acquisition Corp.) 52-wk High $7.58 52-wk Low  $0.02 In October of 2016, Yuma Energy, Inc. (YUMA) and privately held Davis Petroleum […]

October 26, 2016
Did Your Broker Recommend Investing in Vanguard Natural Resources LLC (VNR)?

Could Vanguard Natural Resources LLC (VNR) be the next energy company to declare bankruptcy? 52wk Range: 0.46 - 8.46 Vanguard Natural Resources LLC (VNR) has had a tough 52-week period, as Vanguard's stock price has plunged from this time last year, when it was $8.94 per share. Vanguard announced recently that it would delay a […]

October 24, 2016
Did Your Broker Recommend Precision Drilling Corporation (PDS)?

Soreide Law Group is currently conducting an investigation on behalf of clients whose brokers recommended investing in Precision Drilling Corporation (NYSE:PDS). Precision Drilling Corporation provides oil and natural gas drilling and related services and products. The company operates in two segments, Contract Drilling Services; and Completion and Production Services. The Contract Drilling Services segment offers […]

September 19, 2016
Former RBC West Palm Beach Broker, Paul V. Blum, Investigated

The Soreide Law Group is investigating former RBC of West Palm Beach broker, PAUL V. BLUM (CRD# 735003).  This investigation is centered on the misconduct of former broker Blum related, in part, to junk bonds.  These bonds allegedly were unsuitable for clients and caused huge losses in energy and other investments, totaling hundreds of thousands […]

September 1, 2016
FINRA Files Complaint Against CHRISTOPHER B. ARIOLA For Alleged Over-Concentration of Elderly Clients in Energy and Gold Stocks

The Financial Industry Regulatory Authority Inc. (FINRA) filed a complaint August 25th. 2016, against ex-broker, CHRISTOPHER B. ARIOLA (CRD# 2957096) (Alternate Name: CHRISTOPHER BASILE ARIOLA).  Allegedly while working for Bay Mutual Financial, of Santa Monica, California, Ariola recommended that three elderly retirees invest a substantial portion of their retirement savings in gold and energy stocks […]

August 2, 2016
Soreide Law Group Files FINRA Arbitration Against Wells Fargo Advisors and Broker For Over-Concentration of Oil and Gas Stock

Soreide Law Group recently filed a FINRA arbitration on behalf of their client against WELLS FARGO ADVISORS LLC, (“Wells Fargo”),  and Wells Fargo advisor John B. Leonard (CRD# 2113842). The Claimant, is a 58 year old retiree from Ohio, who lives off the income generated from her investments and her teacher’s pension. Her investment objective […]

May 17, 2016
Did Your Broker Recommend Kayne Anderson MLP (NYSE: KYN)?

Kayne Anderson MLP (NYSE: KYN) has lost 57% in the past year. 52 week range:  10.10 - 35.02 Kayne Anderson MLP Investment Company is a closed ended equity mutual fund launched and managed by KA Fund Advisors, LLC. It is co-managed by Kayne Anderson Capital Advisors, L.P.  Their principal business is to operate assets used […]

March 1, 2016
Did Your Broker Recommend BreitBurn Energy Partners (BBEP)?

Soreide Law Group is investigating claims relating to BreitBurn Energy Partners (NASDAQ: BBEP) purchased through Merrill Lynch stock brokers. Upon information and belief, Bank of America was one of the largest debt holders in BreitBurn, and Merrill Lynch, which is owned by Bank of America, maintained a buy rating on this position as it dropped […]

February 18, 2016
Did Your Broker Recommend Chesapeake Energy (CHK)?

Did your broker recommend Chesapeake Energy Corporation (CHK)? If so, contact Soreide Law Group and speak to a lawyer regarding the possibility of recovering your losses from this energy stock at: 888-760-6552. Many investors have experienced devastating losses. Chesapeake Energy Corporation (CHK) 52 week range: 1.50 - 20.65 Chesapeake Energy (CHK) stock was on an […]

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