The Florida-based Soreide Law Group recently filed a FINRA arbitration on behalf of their clients against JANNEY MONTGOMERY SCOTT, LLC, (“JANNEY”) in Stuart, Florida, and DOUGLAS R. MOLINE (CRD# 4911158). The Claimants, who are both retirees in their seventies, had the primary goal of preserving their capital and living off the income generated from the […]

Soreide Law Group recently filed a FINRA arbitration against UBS for oil investment losses. The 52 year-old Claimant from New York, alleges that the master limited partnerships "MLPs" and other oil and gas related investments were inappropriate for him.  The Claimant also named his UBS broker in the lawsuit. Under the management of his UBS […]